Restoration Treatment and What It Involves
A finding of incompetence does not end a case. It sends the defendant into a commitment aimed at making the trial possible, with a statutory ceiling, a reporting schedule and a constitutional limit that is shorter than the ceiling.

The rule in short
Federal law commits an incompetent defendant to the custody of the Attorney General for hospitalization for a reasonable period not exceeding four months to determine whether competence is likely to be attained, then for an additional reasonable period if there is a substantial probability. Ohio caps restoration by offense level, from thirty days to three years. Constitutional doctrine limits any commitment to the period reasonably needed to answer the restorability question.
Restoration is a commitment with a purpose written into it. The statute does not authorize treatment because the defendant needs it; it authorizes treatment to determine whether the case can proceed and, if so, to make that possible. That framing controls how long the commitment may run and what has to happen when it stops working.
What the commitment authorizes
Federal law directs that a defendant found incompetent by a preponderance be committed to the custody of the Attorney General, who hospitalizes the defendant for treatment in a suitable facility for a reasonable period not to exceed four months, as is necessary to determine whether there is a substantial probability that in the foreseeable future the defendant will attain the capacity to permit the proceedings to go forward. That four-month period is not a treatment allowance. It is time to answer a question.
If the answer is yes, an additional reasonable period is available, running until the defendant's mental condition is so improved that trial may proceed or until the pending charges are disposed of, whichever is earlier. When the director of the facility determines that the defendant has recovered sufficiently, a certificate is filed with the court, which holds a hearing and, on finding capacity restored, orders the defendant's discharge from the facility and sets the case for trial.
State schemes describe the same sequence with more prescriptive detail. Ohio requires treatment for a defendant charged with a felony or a violent misdemeanor who is found restorable, permits continuing evaluation and treatment for lesser misdemeanors, and directs the court to select the least restrictive alternative available that is consistent with public safety among hospital, certified facility, community facility, jail-based and outpatient options.
The ceiling and the shorter limit inside it
Statutory maximums vary widely and are usually tied to the seriousness of the charge. Ohio sets three years for aggravated murder, murder and offenses carrying death or life exposure; one year for first or second degree violent felonies; six months for other felonies; sixty days for first or second degree misdemeanors; and thirty days for lesser misdemeanors. California caps commitment at two years from the date of commitment or a period equal to the maximum term of imprisonment for the most serious charged offense, whichever is shorter.
Inside those ceilings sits a shorter constitutional limit. The Supreme Court held that a person committed solely on account of incapacity to proceed cannot be held more than the reasonable period necessary to determine whether there is a substantial probability of attaining capacity in the foreseeable future, and that if that probability does not exist, the state must either institute civil commitment proceedings or release the defendant. The ceiling in a statute is therefore an outer bound, not an entitlement, and a commitment that continues after restorability has become implausible is vulnerable regardless of how much statutory time remains.
| System | Initial period | Maximum | Reporting |
|---|---|---|---|
| Federal | Reasonable period not exceeding four months | Additional reasonable period on substantial probability | Certificate on recovery; reports under the general provisions |
| Ohio, aggravated murder and life offenses | Set by the treatment order | Three years | At least every six months, and before the maximum expires |
| Ohio, other felonies | Set by the treatment order | Six months | At least every six months, and when restoration appears unlikely |
| Ohio, minor misdemeanors | Set by the treatment order | Thirty days | Report due ten days before expiration |
| California | Set by the commitment order | Two years or the maximum term, whichever is shorter | Ninety days, then six-month intervals |
In many systems the longest single period is the one before treatment begins, spent in a local jail awaiting a bed. That time is usually not counted against the restoration maximum, because the maximum runs from admission or from the order rather than from the finding. Courts have entertained challenges to the delay itself, and some states now impose admission deadlines on the treating agency. Confirming when the clock starts is the first question after a commitment order issues.
The reporting schedule
Reports are the mechanism by which a court retains any control over a commitment it has handed to an agency. California requires a written report within ninety days after commitment and then at six-month intervals, addressing progress toward recovery and whether antipsychotic medication remains necessary, and requires the defendant's return to court within ten days where a report indicates no substantial likelihood of attaining competence. Ohio requires reports when the defendant appears capable, at least every six months, before the maximum period expires, and whenever restoration appears unlikely.
Those reports are the point at which the case can be moved. A report stating that restoration is unlikely triggers an obligation to return the defendant to court and, in most systems, ends the criminal commitment. A report that says little and requests more time is the more common document, and it is the one worth reading closely, because the difference between progress and stability is frequently buried in the narrative rather than stated in the conclusion. The medication question inside these reports leads directly into the standard for medicating a defendant over objection.
When restoration fails
A defendant who cannot be restored cannot be held on the criminal case indefinitely. Federal law routes such a defendant into a separate determination: where charges are dismissed solely for reasons related to mental condition, or the sentence is expiring, the facility director may certify that release would create a substantial risk of bodily injury to another person or serious damage to property, and the court may order continued commitment on clear and convincing evidence. That proceeding is civil in character and turns on dangerousness rather than on the charge.
State practice ranges from a similar dangerousness commitment to ordinary civil commitment under the mental health code to outright dismissal. Some jurisdictions have built treatment routes that avoid the restoration track entirely, such as California's pretrial mental health diversion, which suspends the prosecution for a treatment period and dismisses the charges on satisfactory performance. Whether a case belongs on that track is a question worth asking before a restoration commitment begins rather than after it has run.
What restoration actually consists of is worth stating, because the word suggests more than the programs deliver. Treatment ordinarily combines psychiatric medication with structured education about the court process: what the charge means, who the participants are, what a plea does. The educational component can raise a person's scores on a competency measure without changing the underlying condition, which is the standard criticism of the model. Whether an improvement is durable enough to carry a defendant through a trial is a separate question from whether the criteria were met on the day of testing.
The finding that started the sequence is measured by the competency standard, the evidence for it comes from the court-ordered evaluation, and the commitment that follows an insanity verdict is a different proceeding governed by its own statute.
Points to carry away
- The federal commitment runs for a reasonable period not exceeding four months to determine whether competence can be attained in the foreseeable future.
- An additional reasonable period is available where there is a substantial probability that competence will be attained.
- Ohio ties the maximum restoration period to the offense, from thirty days for minor misdemeanors to three years for aggravated murder.
- California caps commitment at two years or the maximum term for the most serious charge, whichever is shorter.
- Reporting schedules require written progress reports at fixed intervals and prompt return when restoration appears unlikely.
- A defendant who cannot be restored must be released or civilly committed rather than held indefinitely on the criminal case.
Questions readers ask
Does time in restoration count against the sentence?
It depends on the jurisdiction and on how the commitment is characterized. Some states credit time spent in a restoration facility against any sentence later imposed, treating it as confinement attributable to the charge. Others treat it as a civil hospitalization that earns no credit. The distinction can be substantial where restoration has run for a year on a case whose realistic sentence is shorter than that, which is one reason the maximum-period provisions and the credit rules should be read together before a long commitment is agreed to.
What happens to the charges during restoration?
They remain pending and the speedy trial clock is excluded for the period. Witnesses move, memories fade and evidence deteriorates while the case waits, which is a real cost borne by both sides. Some codes require the court to review the charges at intervals, and prosecutors sometimes dismiss lower-level matters rather than hold a defendant through a restoration process longer than any likely sentence. Dismissal is not automatic, and where the charge is serious the case will usually wait.
Can restoration be provided somewhere other than a hospital?
Increasingly yes, and the statutes have been amended to permit it. Ohio lists departmental hospitals, certified facilities, community mental health facilities, jails with contracted mental health providers, and private practitioners, and requires the court to select the least restrictive alternative consistent with public safety. Jail-based and outpatient restoration programs developed largely in response to waiting lists for hospital beds. Whether they perform as well as inpatient programs is contested, and the evidence differs by program.
Sources
- 18 U.S.C. § 4241 — Determination of mental competency to stand trialCommits an incompetent defendant to the custody of the Attorney General for hospitalization not exceeding four months, with an additional reasonable period.
- 18 U.S.C. § 4246 — Hospitalization of a person due for releaseProvides the route for continued commitment where charges are dismissed for mental condition and release would create a substantial risk.
- 18 U.S.C. § 4247 — General provisions for chapterGoverns the reports filed during commitment and the hearing rights that attach to any determination under the chapter.
- Ohio Revised Code § 2945.38 — Treatment to restore competenceSets treatment settings, requires the least restrictive alternative consistent with public safety, and caps restoration by offense level.
- California Penal Code § 1370Caps commitment at two years or the maximum term for the most serious charge, and sets reporting at ninety days and six-month intervals.
- California Penal Code § 1001.36 — Pretrial mental health diversionProvides a treatment route outside the restoration track, with dismissal and sealing on satisfactory performance.
Premier Defense Law is a publication, not a law firm. This article states general rules and cites its sources; it is not advice about any particular case, and the law differs by state and changes over time.
More in Competency & Capacity
Statements Made During an Evaluation
Federal Rule of Criminal Procedure 12.2 bars use against the defendant of any statement made during a court-ordered mental examination, of expert testimony based on that statement, and of other fruits of it, except on an issue of mental condition the defense has itself raised. A competency finding is separately inadmissible at trial. A warning is constitutionally required before an examination whose results will be used at sentencing.
Commitment After an Insanity Acquittal
Federal law commits a person found not guilty only by reason of insanity to a suitable facility and requires a hearing within forty days. The acquittee bears the burden of showing that release would not create a substantial risk, by clear and convincing evidence where the offense involved bodily injury or serious property damage and by a preponderance otherwise. States cap the commitment differently and provide for extension on a dangerousness finding.
The Competency Evaluation and Who Conducts It
Federal law permits commitment for examination for a reasonable period not exceeding thirty days, extendable by fifteen, and requires the report to state the history and present symptoms, the tests used, the findings and the examiner's opinion on the statutory question. States differ on the number of examiners, their qualifications and where the examination occurs, and New York designates two with a third if they disagree.


